-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WcgOHGLms48IuXfLXa2mhkCnJb21gHzTLk2ooTHlG8A0uULrkvXUcGglPAhzz352 gI1DvsmD3edqnNtWh/Tz0Q== 0000919607-00-000197.txt : 20000323 0000919607-00-000197.hdr.sgml : 20000323 ACCESSION NUMBER: 0000919607-00-000197 CONFORMED SUBMISSION TYPE: SC 13D PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20000322 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: INTERVEST BANCSHARES CORP CENTRAL INDEX KEY: 0000927807 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 133699013 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D SEC ACT: SEC FILE NUMBER: 005-53519 FILM NUMBER: 575852 BUSINESS ADDRESS: STREET 1: 10 ROCKEFELLER PLAZA STREET 2: STE 1015 CITY: NEW YORK STATE: NY ZIP: 10020-1903 BUSINESS PHONE: 2127577300 MAIL ADDRESS: STREET 1: 10 ROCKEFELLER PLAZA STREET 2: SUITE 1015 CITY: NEW YORK STATE: NY ZIP: 10020-1903 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: INTERVEST BANCSHARES CORP CENTRAL INDEX KEY: 0000927807 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 133699013 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D BUSINESS ADDRESS: STREET 1: 10 ROCKEFELLER PLAZA STREET 2: STE 1015 CITY: NEW YORK STATE: NY ZIP: 10020-1903 BUSINESS PHONE: 2127577300 MAIL ADDRESS: STREET 1: 10 ROCKEFELLER PLAZA STREET 2: SUITE 1015 CITY: NEW YORK STATE: NY ZIP: 10020-1903 SC 13D 1 SCHEDULE 13D UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13D (Rule 13d-101) Information to be included in statements filed pursuant to 13d-1(a) and amendments thereto filed pursuant to 13d-2(a) Under the Securities Exchange Act of 1934 (Amendment No. __________) INTERVEST BANCSHARES CORPORATION (Name of Issuer) Class A Common Stock, $1.00 par value (Title of Class of Securities) 460927 106 (CUSIP Number) Thomas E. Willett, Esq. Harris Beach & Wilcox, LLP 130 East Main Street Rochester, New York 14604 (716) 232-4440 (Name, Address and Telephone Number of Person Authorized to Receive Notes and Communications) March 10, 2000 (Date of Event which requires filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box ____. Page 1 of 4 CUSIP No. 981500101 Page 2 of 4 Pages 1 NAME OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Helene D. Bergman - ------------------------------------------------------------------------------ 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (a) o (b) o - ------------------------------------------------------------------------------ 3 SEC USE ONLY - ------------------------------------------------------------------------------ 4 SOURCE OF FUNDS PF - ------------------------------------------------------------------------------ 5 CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEM 2(d) or 2(e) o - ------------------------------------------------------------------------------ 6 CITIZENSHIP OR PLACE OF ORGANIZATION United States - ------------------------------------------------------------------------------ 7 SOLE VOTING POWER NUMBER OF 476,000 SHARES -------------------------------------------------------- 8 SHARED VOTING POWER BENEFICIALLY 476,000 *Shares owned by spouse OWNED BY -------------------------------------------------------- 9 SOLE DISPOSITIVE POWER EACH 476,000 REPORTING -------------------------------------------------------- 10 SHARED DISPOSITIVE POWER PERSON 476,000 *Shares owned by spouse WITH -------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 952,000 - ------------------------------------------------------------------------------ 12 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES o - ------------------------------------------------------------------------------ 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 26.93% - ------------------------------------------------------------------------------ 14 TYPE OF REPORTING PERSON IN - ------------------------------------------------------------------------------ Page 2 of 4 Item 1. Title and Class of Securities. This Schedule relates to the Class A Common Stock, par value $1.00 per share, of Intervest Bancshares Corporation (the "Issuer"). The address of the Issuer's principal executive offices is: 10 Rockefeller Plaza (Suite 1015) New York, New York 10020 Item 2. Identity and Background This Schedule is being filed by Helene D. Bergman. Item 3. Source and Amount of Funds or Other Consideration This Schedule is being filed in connection with Ms. Bergman's acquisition of 203,250 shares of Class A Common Stock of the Issuer. The shares were acquired in exchange for the shares of capital stock of Intervest Corporation of New York ("ICNY") in the merger of ICNY Acquisition Corporation, a wholly-owned subsidiary of Intervest Bancshares Corporation, into ICNY (the "Merger"). Item 4. Purpose of Transaction. Personal investment. Item 5. Interest in Securities of Issuer. (a) 952,000 shares of Class A Common Stock, which constitutes approximately 26.93% of the Issuer's total number of outstanding shares of Common Stock. (b) Ms. Bergman has sole power to vote and dispose of 476,000 shares of Class A Common Stock of the Issuer. She has shared power, with her spouse, to vote and dispose of 476,000 shares of Common Stock of the Issuer which his spouse owns. (c) On March 10, 2000, Ms. Bergman acquired 203,250 shares of Class A Common Stock of the Issuer in the Merger. (d) Not applicable. (e) Not applicable. Item 6. Contracts, Arrangements, Undertakings or Relationships with respect to Securities of the Issuer. No contracts, arrangements, understandings or relationships exist among the person named in Item 2 above, or any other person with respect to any securities of the Issuer, including by not limited to, transfer or voting of such securities, finders' fees, joint ventures, loan or option arrangements, puts or calls, guarantees of profits, division of profits or loss, or the giving or withholding of proxies. Item 7. Material to be Filed as Exhibits. Not applicable. Page 3 of 4 SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: March 21, 2000 /s/ Helene D. Bergman ------------------------------------- (Signature) Helene D. Bergman ----------------------------------- (Name) Page 4 of 4 -----END PRIVACY-ENHANCED MESSAGE-----